Investment Management

High Valley Financial Planning Services provides investment management services through Cambridge Investment Research Advisors. Cambridge Investment Research is one of the largest privately held independent broker-dealers in the U.S., and is a four-time honoree in Investment Advisor magazine’s Broker/Dealer of the Year annual poll of advisors. (2003 Division III, and 2007, 2008, 2010 Division IV)

We provide a goal-based investment approach to help you stay focused on your various targets within your time frame. We believe in reaching your goals by designing specific portfolios that are fully diversified to help mitigate market risk. Through our broker dealer, you will have access to a wide variety of investment products and tools through combinations of the following platforms:

  • Brokerage Services
  • You can have your assets managed in a traditional brokerage account using Pershing LLC as the custodian and clearing firm. Pershing provides the trade execution, clearing, custody, and other services for securities and related transactions. In your brokerage account, you can have access to stocks, bonds, mutual funds, ETFs and UITs. Compensation for High Valley’s brokerage service can be commission-based or fee-based.

  • 3rd Party Money Mangers
  • We constantly perform research and due-diligence to find highly qualified 3rd Party Money Management Institutions that will allow you access to the type of investments and services normally only available to large institutional investors. For every suitable client, a tailored investment strategy is developed, incorporating asset allocation and diversification designed to meet your precise needs. You can benefit from access to sophisticated investment strategies and top-tier investment managers including some that are not typically available to individual investors.

  • Direct Investments
  • To fit other specific goals or strategies, High Valley may also manage your investment by directly placing it through a provider. Examples include, but are not limited to, 529 college savings plans, 401(k) retirement savings plans, variable annuities, non-traded REITs, limited partnerships, and private placements.

You will have online access to our reporting tool CirStatements. CirStatements will allow you to view all of your investments that are held with High Valley in one place. With this state-of-the-art financial tool, you will be able to see a complete view of your holdings and transactions, along with performance reporting, at no additional charge to you.

Registered Representative, Securities and Investment Advisory Services offered through Cambridge Investment Research, Inc., a Broker/Dealer, member FINRA/SIPC to residents of CA and WA. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. High Valley Financial Planning Services and Cambridge Investment Research, Inc. are not affiliated. Check out my background on FINRA's BrokerCheck.